THIS STORY HAS BEEN FORMATTED FOR EASY PRINTING

Galvin charges broker in $697m notes sale

State alleges clients not warned of risks

By Todd Wallack
Globe Staff / January 27, 2010

E-mail this article

Invalid E-mail address
Invalid E-mail address

Sending your article

Your article has been sent.

Text size +

Massachusetts regulators have charged Securities America, a broker owned by Ameriprise Financial Inc. , with selling $697 million in investments without fully warning investors about the risks involved. (Full article: 281 words)

This article is available in our archives:

Globe Subscribers

FREE for subscribers

Subscribers to the Boston Globe get unlimited access to our archives.

Not a subscriber?

Non-Subscribers

Purchase an electronic copy of the full article. Learn More

  • $9.95 1 month archives pass
  • $24.95 3 months archives pass
  • $74.95 1 year archives pass